Brian Rubin, Partner, Sutherland Asbill & Brennan LLP to Speak at KC’s Event on Regulation S-P LIVE Webinar on 11/19/08
New York, NY, September 17, 2008 --(PR.com)-- The Knowledge Congress, the leading producer of regulatory focused webinars announced today that Brian Rubin, a partner at Sutherland Asbill & Brennan LLP will speak at the Knowledge Congress’ upcoming webinar entitled “Understanding Regulation S-P Privacy of Consumer Financial Information”. This 2-hour event is scheduled for November 19, 2008, Wednesday, at 1:00 PM - 3:00 PM EDT. (For further details of the event and an updated list of panelists, please visit: (http://www.knowledgecongress.org/event_2008_RegSP.html)
The Securities & Exchange Commission issued Regulation S – P to help protect consumers’ personal information. The rule requires financial institutions to provide customers with a notice of its privacy policies and practices and in restricted disclosure of certain non-public information to third parties. In this era of identity theft and sophisticated financial criminals, this rule is increasingly on the radar of many financial institutions.
The Knowledge Congress is assembling a panel of distinguished professionals and key regulators to help the public understand the relevance of Regulation S-P in today's business environment. The speakers will present their expert opinions in a two-hour LIVE Webinar.
About Brian Rubin
Brian L. Rubin is a partner in Sutherland’s Washington, DC office. He represents companies and individuals being examined, investigated and prosecuted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority (FINRA) and states. He also advises broker-dealers and investment advisers on federal and state regulatory and compliance matters. Recently, Brian tried a precedent-setting case against the SEC regarding Regulation S-P. He also successfully defended a firm and its president in a trial and an appeal brought by the SEC involving Class B share mutual funds.
In 2007, Brian was recognized in The Best Lawyers in America. He also won the 2006 Burton Award for Legal Achievement for co-authoring "The House That the Regulators Built: An Analysis of Whether Respondents Should Litigate Against NASD," published in the May 2005 issue of BNA's Securities Regulation & Litigation Report. Brian is also a member of the Board of Advisors of the Securities and Exchange Commission Historical Society.
Prior to joining Sutherland, Brian was the Deputy Chief Counsel with the NASD's Enforcement Department, where he managed attorneys and examiners in the Washington, DC, home office and in the district offices. In September 2002, he received the prestigious Excellence in Service Award for outstanding commitment and superior performance in support of NASD. He also received the NASD President’s Award for outstanding performance and dedicated service. Previously, Brian was Senior Counsel in the SEC’s Division of Enforcement, where he investigated and prosecuted violations of federal securities laws.
Brian regularly speaks at securities conferences. He also often writes articles on enforcement, regulatory and compliance issues. Brian is a member of the Editorial Board of the Journal of Securities Law, Regulation & Compliance. In addition, he is a member of the Editorial Advisory Board of Practical Compliance and Risk Management for the Securities Industry.
Brian has a J.D. and an M.A. in Economics from Duke University. His undergraduate degree is from the Wharton School, University of Pennsylvania.
About Sutherland Asbill & Brennan LLP
Sutherland is a full-service national law firm dedicated to solving the challenging business and legal issues facing our clients. They are preeminent in the financial services industry with more than 140 of our approximately 500 attorneys lawyers focused on dealing with investment advisor, broker-dealer, and investment company regulation; securities enforcement; securities litigation; and arbitration. Their extensive experience in product development and distribution provides us with unique insights into the myriad of regulatory, enforcement, litigation skills enables us to meet the increasingly complex challenges posed by the marketplace and the regulators. Whether solving a complex regulatory issue with the regulators or litigation with the government or individuals, Sutherland lawyers operating from offices in Atlanta, Austin, Houston, New York, Tallahassee, and Washington provide the skills and knowledge to shepherd our financial services clients through the maze of challenges and opportunities that have become the hallmark of operating in the current regulatory and business environment.
For more information about Brian Rubin and Sutherland, please visit: http://www.sutherland.com/
About The Knowledge Congress
The Knowledge Congress is an organization that produces webinars that examine regulatory changes across a variety of industries. “We bring together the world's leading authorities and industry participants through informative two-hour webinars to study the impact of changing regulations.” To contact or to register to an event, please visit: www.knowledgecongress.org.
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The Securities & Exchange Commission issued Regulation S – P to help protect consumers’ personal information. The rule requires financial institutions to provide customers with a notice of its privacy policies and practices and in restricted disclosure of certain non-public information to third parties. In this era of identity theft and sophisticated financial criminals, this rule is increasingly on the radar of many financial institutions.
The Knowledge Congress is assembling a panel of distinguished professionals and key regulators to help the public understand the relevance of Regulation S-P in today's business environment. The speakers will present their expert opinions in a two-hour LIVE Webinar.
About Brian Rubin
Brian L. Rubin is a partner in Sutherland’s Washington, DC office. He represents companies and individuals being examined, investigated and prosecuted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority (FINRA) and states. He also advises broker-dealers and investment advisers on federal and state regulatory and compliance matters. Recently, Brian tried a precedent-setting case against the SEC regarding Regulation S-P. He also successfully defended a firm and its president in a trial and an appeal brought by the SEC involving Class B share mutual funds.
In 2007, Brian was recognized in The Best Lawyers in America. He also won the 2006 Burton Award for Legal Achievement for co-authoring "The House That the Regulators Built: An Analysis of Whether Respondents Should Litigate Against NASD," published in the May 2005 issue of BNA's Securities Regulation & Litigation Report. Brian is also a member of the Board of Advisors of the Securities and Exchange Commission Historical Society.
Prior to joining Sutherland, Brian was the Deputy Chief Counsel with the NASD's Enforcement Department, where he managed attorneys and examiners in the Washington, DC, home office and in the district offices. In September 2002, he received the prestigious Excellence in Service Award for outstanding commitment and superior performance in support of NASD. He also received the NASD President’s Award for outstanding performance and dedicated service. Previously, Brian was Senior Counsel in the SEC’s Division of Enforcement, where he investigated and prosecuted violations of federal securities laws.
Brian regularly speaks at securities conferences. He also often writes articles on enforcement, regulatory and compliance issues. Brian is a member of the Editorial Board of the Journal of Securities Law, Regulation & Compliance. In addition, he is a member of the Editorial Advisory Board of Practical Compliance and Risk Management for the Securities Industry.
Brian has a J.D. and an M.A. in Economics from Duke University. His undergraduate degree is from the Wharton School, University of Pennsylvania.
About Sutherland Asbill & Brennan LLP
Sutherland is a full-service national law firm dedicated to solving the challenging business and legal issues facing our clients. They are preeminent in the financial services industry with more than 140 of our approximately 500 attorneys lawyers focused on dealing with investment advisor, broker-dealer, and investment company regulation; securities enforcement; securities litigation; and arbitration. Their extensive experience in product development and distribution provides us with unique insights into the myriad of regulatory, enforcement, litigation skills enables us to meet the increasingly complex challenges posed by the marketplace and the regulators. Whether solving a complex regulatory issue with the regulators or litigation with the government or individuals, Sutherland lawyers operating from offices in Atlanta, Austin, Houston, New York, Tallahassee, and Washington provide the skills and knowledge to shepherd our financial services clients through the maze of challenges and opportunities that have become the hallmark of operating in the current regulatory and business environment.
For more information about Brian Rubin and Sutherland, please visit: http://www.sutherland.com/
About The Knowledge Congress
The Knowledge Congress is an organization that produces webinars that examine regulatory changes across a variety of industries. “We bring together the world's leading authorities and industry participants through informative two-hour webinars to study the impact of changing regulations.” To contact or to register to an event, please visit: www.knowledgecongress.org.
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The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
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