Lauren Rosenblatt with Federal Energy Regulatory Commission, Office of Enforcement to Speak at KC’s FERC's Enforcement Actions in Banking & Finance Event
Lauren Rosenblatt, Chief, Branch 5, Division of Investigations, Federal Energy Regulatory Commission, Office of Enforcement to Speak at KC’s FERC's Enforcement Actions in Banking and Finance LIVE Webcast.
New York, NY, February 04, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Lauren Rosenblatt, Chief, Branch 5, Division of Investigations, Federal Energy Regulatory Commission, Office of Enforcement will speak at the Knowledge Congress’ webcast entitled: “FERC's Enforcement Actions in Banking and Finance.” This event is scheduled for April 17, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit:
http://www.knowledgecongress.org/event_2013_FERCs_Enforcement.html
Event Synopsis:
It’s no secret that over the last few years, the financial industry has been struggling under the weight of regulatory compliance issues. Recently, the Federal Energy Regulatory Commission has moved into this arena, bringing enforcement actions against several financial institutions including Barclays, Deutche Bank, and JP Morgan. Financial institutions, whether large or small, engaged in trading, generating, or transmitting electrical power are now under FERC’s stringent scrutiny. Once proved that they are in violation of FERC rules, financial institutions face large fines and hefty penalties. Finance executives, internal audit, legal, risk management and especially compliance officers will need to work closely with the organization’s governing board and corporate counsel to understand the organization’s policies and ensure that they are in compliance with FERC rules.
The Knowledge Group has assembled a panel of distinguished experts who will share their opinions in a two-hour teleconference and webinar. They will discuss the substantive issues relating to FERC’s enforcement actions in the financial industry along with practical guidance to develop and implement an effective compliance program. A live interaction with the audience in a question and answer format is also included in this event.
About Lauren Rosenblatt
Lauren Rosenblatt is an attorney and Branch Chief in the Division of Investigations, Office of Enforcement, at the Federal Energy Regulatory Commission. Ms. Rosenblatt has supported, led, or supervised a broad range of Enforcement investigations and prosecutions during her approximately five years with the Commission, including matters invoking the Commission’s prohibition against manipulation in the electric and gas energy markets. Before joining the Commission, Ms. Rosenblatt spent several years in private practice representing clients in government investigations, federal securities litigation, shareholder strike suits, and various commercial litigation matters.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
For further details, please visit:
http://www.knowledgecongress.org/event_2013_FERCs_Enforcement.html
Event Synopsis:
It’s no secret that over the last few years, the financial industry has been struggling under the weight of regulatory compliance issues. Recently, the Federal Energy Regulatory Commission has moved into this arena, bringing enforcement actions against several financial institutions including Barclays, Deutche Bank, and JP Morgan. Financial institutions, whether large or small, engaged in trading, generating, or transmitting electrical power are now under FERC’s stringent scrutiny. Once proved that they are in violation of FERC rules, financial institutions face large fines and hefty penalties. Finance executives, internal audit, legal, risk management and especially compliance officers will need to work closely with the organization’s governing board and corporate counsel to understand the organization’s policies and ensure that they are in compliance with FERC rules.
The Knowledge Group has assembled a panel of distinguished experts who will share their opinions in a two-hour teleconference and webinar. They will discuss the substantive issues relating to FERC’s enforcement actions in the financial industry along with practical guidance to develop and implement an effective compliance program. A live interaction with the audience in a question and answer format is also included in this event.
About Lauren Rosenblatt
Lauren Rosenblatt is an attorney and Branch Chief in the Division of Investigations, Office of Enforcement, at the Federal Energy Regulatory Commission. Ms. Rosenblatt has supported, led, or supervised a broad range of Enforcement investigations and prosecutions during her approximately five years with the Commission, including matters invoking the Commission’s prohibition against manipulation in the electric and gas energy markets. Before joining the Commission, Ms. Rosenblatt spent several years in private practice representing clients in government investigations, federal securities litigation, shareholder strike suits, and various commercial litigation matters.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
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