Michael MacPhail, Partner, Faegre Baker Daniels to Speak at KC’s SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance Live Webcast
New York, NY, February 08, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Michael MacPhail, Partner, Faegre Baker Daniels will speak at the Knowledge Congress’ webcast entitled: “SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance.” This event is scheduled for June 19, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Regulations_Compliance.html
About Michael MacPhail
Michael MacPhail focuses his practice on defending clients in investigations and litigation before securities industry regulators including the U.S. Securities and Exchange Commission (SEC), the FINRA, the Public Company Accounting Oversight Board (PCAOB), the Colorado Division of Securities, and the Colorado Board of Accountancy. He represents regulated entities and individuals who provide financial or professional services, including broker-dealers and financial advisors, accounting firms and CPAs, publicly traded companies and their officers and directors, investment advisers, attorneys, investor relations firms, and investors in private disputes and regulatory proceedings. Michael also represents corporations and individuals in securities-related litigation in state and federal court. He has served as a testifying securities industry expert.
Michael has defended numerous audit firms and CPAs in disputes with the PCAOB and Colorado Board of Accountancy. He also has represented several national broker-dealer firms in SEC or Division of Securities investigations and litigation involving, among other things, alleged failure to supervise, and the sale of auction rate securities. Many of these disputes were settled on terms favorable to his clients.
He has also defended public companies in delisting proceedings before the NYSE-AMEX.
About Faegre Baker Daniels
Our more than 750 legal and consulting professionals provide the depth and breadth of expertise necessary to solve complex business challenges.
From U.S. locations in Boulder, Denver, Chicago, Fort Wayne, Indianapolis, South Bend, Des Moines, Minneapolis and Washington, D.C. to international locations in Beijing, Shanghai and London, we serve clients in every U.S. state and more than 100 countries.
Our legal expertise includes business and corporate services, environmental law, finance and restructuring, government services, intellectual property, labor and employment, litigation, real estate, construction, regulatory law, tax, wealth management and much more.
Event Synopsis:
The Dodd-Frank Act contains more than 90 provisions that require the SEC to adopt rules and dozens of other provisions that give the SEC discretionary rulemaking authority. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation, and credit rating agencies. Because the Dodd-Frank Act affects almost every part of the U.S. financial services industry, compliance officers, corporate counsel, and other industry professionals must become versed in its key provisions.
In this live two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance for complying with those provisions.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Regulations_Compliance.html
About Michael MacPhail
Michael MacPhail focuses his practice on defending clients in investigations and litigation before securities industry regulators including the U.S. Securities and Exchange Commission (SEC), the FINRA, the Public Company Accounting Oversight Board (PCAOB), the Colorado Division of Securities, and the Colorado Board of Accountancy. He represents regulated entities and individuals who provide financial or professional services, including broker-dealers and financial advisors, accounting firms and CPAs, publicly traded companies and their officers and directors, investment advisers, attorneys, investor relations firms, and investors in private disputes and regulatory proceedings. Michael also represents corporations and individuals in securities-related litigation in state and federal court. He has served as a testifying securities industry expert.
Michael has defended numerous audit firms and CPAs in disputes with the PCAOB and Colorado Board of Accountancy. He also has represented several national broker-dealer firms in SEC or Division of Securities investigations and litigation involving, among other things, alleged failure to supervise, and the sale of auction rate securities. Many of these disputes were settled on terms favorable to his clients.
He has also defended public companies in delisting proceedings before the NYSE-AMEX.
About Faegre Baker Daniels
Our more than 750 legal and consulting professionals provide the depth and breadth of expertise necessary to solve complex business challenges.
From U.S. locations in Boulder, Denver, Chicago, Fort Wayne, Indianapolis, South Bend, Des Moines, Minneapolis and Washington, D.C. to international locations in Beijing, Shanghai and London, we serve clients in every U.S. state and more than 100 countries.
Our legal expertise includes business and corporate services, environmental law, finance and restructuring, government services, intellectual property, labor and employment, litigation, real estate, construction, regulatory law, tax, wealth management and much more.
Event Synopsis:
The Dodd-Frank Act contains more than 90 provisions that require the SEC to adopt rules and dozens of other provisions that give the SEC discretionary rulemaking authority. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation, and credit rating agencies. Because the Dodd-Frank Act affects almost every part of the U.S. financial services industry, compliance officers, corporate counsel, and other industry professionals must become versed in its key provisions.
In this live two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance for complying with those provisions.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
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