Jeff Thomas, Attorney, Ruegsegger Simons Smith & Stern, LLC to Speak at KC’s SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance Event
New York, NY, March 16, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Jeff Thomas, Attorney, Ruegsegger Simons Smith & Stern, LLC will speak at the Knowledge Congress’ webcast entitled: “SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance.” This event is scheduled for June 19, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Regulations_Compliance.html
About Jeffrey Thomas
Jeffrey Thomas represents clients in a variety of securities-related matters, including investigations by the SEC and other regulators, litigation, and internal investigations. Mr. Thomas spent twelve years as a lawyer in the SEC’s Enforcement Division, where he investigated and litigated possible federal securities law violations involving, among others, investment advisers, private investment funds, broker-dealers, public companies, municipalities, and individuals. Before joining the SEC, Mr. Thomas practiced employment law and commercial litigation at prominent law firms in Los Angeles and Denver.
Mr. Thomas earned his law degree from the University of Southern California, where he was an Articles Editor for the Southern California Law Review. He earned his undergraduate degree in finance and marketing from the University of Colorado at Boulder.
About Ruegsegger Simons Smith & Stern, LLC
Ruegsegger Simons Smith & Stern, LLC is a full-service law firm in Denver, Colorado. The firm prides itself on providing its clients with individualized attention and exceptional value.
Event Synopsis:
The Dodd-Frank Act contains more than 90 provisions that require the SEC to adopt rules and dozens of other provisions that give the SEC discretionary rulemaking authority. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation, and credit rating agencies. Because the Dodd-Frank Act affects almost every part of the U.S. financial services industry, compliance officers, corporate counsel, and other industry professionals must become versed in its key provisions.
In this live two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance for complying with those provisions.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Regulations_Compliance.html
About Jeffrey Thomas
Jeffrey Thomas represents clients in a variety of securities-related matters, including investigations by the SEC and other regulators, litigation, and internal investigations. Mr. Thomas spent twelve years as a lawyer in the SEC’s Enforcement Division, where he investigated and litigated possible federal securities law violations involving, among others, investment advisers, private investment funds, broker-dealers, public companies, municipalities, and individuals. Before joining the SEC, Mr. Thomas practiced employment law and commercial litigation at prominent law firms in Los Angeles and Denver.
Mr. Thomas earned his law degree from the University of Southern California, where he was an Articles Editor for the Southern California Law Review. He earned his undergraduate degree in finance and marketing from the University of Colorado at Boulder.
About Ruegsegger Simons Smith & Stern, LLC
Ruegsegger Simons Smith & Stern, LLC is a full-service law firm in Denver, Colorado. The firm prides itself on providing its clients with individualized attention and exceptional value.
Event Synopsis:
The Dodd-Frank Act contains more than 90 provisions that require the SEC to adopt rules and dozens of other provisions that give the SEC discretionary rulemaking authority. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation, and credit rating agencies. Because the Dodd-Frank Act affects almost every part of the U.S. financial services industry, compliance officers, corporate counsel, and other industry professionals must become versed in its key provisions.
In this live two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance for complying with those provisions.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
Categories