Kim Versace, Counsel, Richards Kibbe & Orbe LLP to Speak at KC’s Event on SEC Examinations of Investment Advisers and Privately-Managed Funds for Compliance
Kimberly M. Versace, Counsel, Richards Kibbe & Orbe LLP to Speak at KC’s SEC Examinations of Investment Advisers and Privately-Managed Funds for Compliance with the Federal Securities Laws Live Webcast
New York, NY, March 27, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Kimberly M. Versace, Counsel, Richards Kibbe & Orbe LLP will speak at the Knowledge Congress’ webcast entitled: “SEC Examinations of Investment Advisers and Privately-Managed Funds for Compliance with the Federal Securities Laws.” This event is scheduled for July 26, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit: http://www.knowledgecongress.org/event_2013_SEC_Examinations.html
About Kimberly M. Versace
Kimberly M. Versace is Counsel at Richards Kibbe & Orbe LLP. Kimberly’s practice focuses on securities regulatory and compliance matters, with an emphasis on Investment Advisers Act compliance. She provides ongoing advice to hedge fund advisers and other financial institutions in connection with the development of comprehensive compliance programs to address regulatory obligations imposed by federal laws and regulations, and advises investment firms on compliance with disclosure requirements, insider trading rules, conflicts of interest and other legal and regulatory requirements.
About Richards Kibbe & Orbe LLP
With approximately 75 lawyers in New York, Washington, D.C. and London, Richards Kibbe & Orbe LLP provides innovative legal solutions to a sophisticated range of clients across the investment and business spectrum, from hedge funds and investment banks to corporate boards and businesses enterprises.
Event Synopsis:
The Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the exemption from Securities and Exchange Commission (SEC) registration for investment advisers with fewer than fifteen clients, which previously had been widely relied upon by advisers to private funds, such as hedge funds, private equity funds and real estate funds. As a result, many such advisers had to register with the SEC as investment advisers for the first time.
The Knowledge Group has assembled a panel of experienced practitioners and regulators to help financial executives and compliance officers to understand all the important issues with respect to this significant topic. They will offer effective strategies and best practices to prepare for, and pass the hurdles of, SEC examinations. This event will be concluded by a live Q&A session.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
For further details, please visit: http://www.knowledgecongress.org/event_2013_SEC_Examinations.html
About Kimberly M. Versace
Kimberly M. Versace is Counsel at Richards Kibbe & Orbe LLP. Kimberly’s practice focuses on securities regulatory and compliance matters, with an emphasis on Investment Advisers Act compliance. She provides ongoing advice to hedge fund advisers and other financial institutions in connection with the development of comprehensive compliance programs to address regulatory obligations imposed by federal laws and regulations, and advises investment firms on compliance with disclosure requirements, insider trading rules, conflicts of interest and other legal and regulatory requirements.
About Richards Kibbe & Orbe LLP
With approximately 75 lawyers in New York, Washington, D.C. and London, Richards Kibbe & Orbe LLP provides innovative legal solutions to a sophisticated range of clients across the investment and business spectrum, from hedge funds and investment banks to corporate boards and businesses enterprises.
Event Synopsis:
The Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the exemption from Securities and Exchange Commission (SEC) registration for investment advisers with fewer than fifteen clients, which previously had been widely relied upon by advisers to private funds, such as hedge funds, private equity funds and real estate funds. As a result, many such advisers had to register with the SEC as investment advisers for the first time.
The Knowledge Group has assembled a panel of experienced practitioners and regulators to help financial executives and compliance officers to understand all the important issues with respect to this significant topic. They will offer effective strategies and best practices to prepare for, and pass the hurdles of, SEC examinations. This event will be concluded by a live Q&A session.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
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