Christian T. Kemnitz with Katten Muchin Rosenman LLP to Speak at KC’s Strategies to Deal with the CFTC’s Trade Practice and Market Surveillance (TP/MS) Program Event
Christian T. Kemnitz, Partner and Co-Head, Financial Services Litigation Practice, Katten Muchin Rosenman LLP to Speak at KC’s Strategies to Deal with the CFTC’s Trade Practice and Market Surveillance (TP/MS) Program Live Webcast.
New York, NY, May 15, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Christian T. Kemnitz, Partner and Co-Head, Financial Services Litigation Practice, Katten Muchin Rosenman LLP will speak at the Knowledge Congress’ webcast entitled: “Strategies to Deal with the CFTC’s Trade Practice and Market Surveillance (TP/MS) Program.” This event is scheduled for May 29, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit:
http://www.knowledgecongress.org/event_2013_CFTCs_Trade_Practice.html
About Christian T. Kemnitz
Christian T. Kemnitz is the co-head of the firm’s Financial Services Litigation Practice at Katten Muchin Rosenman LLP. He concentrates his practice on disputes relating to the financial services industry, including litigation, enforcement proceedings, internal investigations, and regulatory actions relating to securities, options, derivatives, commodities and futures. He also has extensive experience representing broker-dealers in civil disputes, including arbitration claims brought by customers, counseling clients in class action litigation brought under securities laws, and representing diverse parties at various exchanges and enforcement proceedings before the SEC, CFTC, self-regulatory bodies and at stock, option and futures exchanges. Mr. Kemnitz has also represented corporate and individual clients for investment banks, broker-dealers, hedge funds and others in internal investigations and white collar criminal matters, including governmental queries involving the Department of Justice, the SEC and the CFTC.
About Katten Muchin Rosenman LLP
Katten is a full-service law firm with more than 600 attorneys in locations across the United States and in London and Shanghai. While Katten offers an extensive range of legal services across numerous industries, their Litigation and Dispute Resolution Practice has nearly 200 attorneys dedicated to evaluating, fighting and resolving clients’ most difficult problems. Members of the Litigation Practice regularly appear in federal and state courts across the nation, at the trial and appellate levels, before arbitration tribunals and administrative law judges, and in specialty courts.
Katten’s clients benefit from the experience of the many attorneys who have held positions at the U.S. Department of Justice, the U.S. Attorneys Office, the White House, the SEC, the CFTC, and other government agencies and prosecutors’ offices. They have the depth and experience to handle virtually any type of case.
Event Synopsis:
The CFTC has stepped up its enforcement efforts through its trade practice and market surveillance program as one of their efforts to preserve the economic functions of the U.S. futures and options market. Under this program, the CFTC routinely examines exchange transactional data to detect and prevent fraud and trading abuses. As transactions go beyond cross-borders and ever more complex, the CFTC is more likely to continue with its market monitoring and routine examinations making it necessary for finance executives and their compliance officers to have effective strategies handy to deal with CFTC trade practice and market surveillance.
In this two-hour live webinar, a panel of distinguished professionals assembled by the Knowledge Group will provide substantive discussion regarding this significant topic. Additionally, speakers will offer practical guidance and strategies on how to effectively deal with CFTC examinations under its trade practice and market surveillance program. Join this live, virtual webinar and get a chance to pose questions to the speakers during the live Q&A session.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
For further details, please visit:
http://www.knowledgecongress.org/event_2013_CFTCs_Trade_Practice.html
About Christian T. Kemnitz
Christian T. Kemnitz is the co-head of the firm’s Financial Services Litigation Practice at Katten Muchin Rosenman LLP. He concentrates his practice on disputes relating to the financial services industry, including litigation, enforcement proceedings, internal investigations, and regulatory actions relating to securities, options, derivatives, commodities and futures. He also has extensive experience representing broker-dealers in civil disputes, including arbitration claims brought by customers, counseling clients in class action litigation brought under securities laws, and representing diverse parties at various exchanges and enforcement proceedings before the SEC, CFTC, self-regulatory bodies and at stock, option and futures exchanges. Mr. Kemnitz has also represented corporate and individual clients for investment banks, broker-dealers, hedge funds and others in internal investigations and white collar criminal matters, including governmental queries involving the Department of Justice, the SEC and the CFTC.
About Katten Muchin Rosenman LLP
Katten is a full-service law firm with more than 600 attorneys in locations across the United States and in London and Shanghai. While Katten offers an extensive range of legal services across numerous industries, their Litigation and Dispute Resolution Practice has nearly 200 attorneys dedicated to evaluating, fighting and resolving clients’ most difficult problems. Members of the Litigation Practice regularly appear in federal and state courts across the nation, at the trial and appellate levels, before arbitration tribunals and administrative law judges, and in specialty courts.
Katten’s clients benefit from the experience of the many attorneys who have held positions at the U.S. Department of Justice, the U.S. Attorneys Office, the White House, the SEC, the CFTC, and other government agencies and prosecutors’ offices. They have the depth and experience to handle virtually any type of case.
Event Synopsis:
The CFTC has stepped up its enforcement efforts through its trade practice and market surveillance program as one of their efforts to preserve the economic functions of the U.S. futures and options market. Under this program, the CFTC routinely examines exchange transactional data to detect and prevent fraud and trading abuses. As transactions go beyond cross-borders and ever more complex, the CFTC is more likely to continue with its market monitoring and routine examinations making it necessary for finance executives and their compliance officers to have effective strategies handy to deal with CFTC trade practice and market surveillance.
In this two-hour live webinar, a panel of distinguished professionals assembled by the Knowledge Group will provide substantive discussion regarding this significant topic. Additionally, speakers will offer practical guidance and strategies on how to effectively deal with CFTC examinations under its trade practice and market surveillance program. Join this live, virtual webinar and get a chance to pose questions to the speakers during the live Q&A session.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org.
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
Categories