Haydn J. Richards, Jr., Member, Dykema to Speak at KC’s Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013 Live Webcast
New York, NY, August 25, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Haydn J. Richards, Jr., Member, Dykema will speak at the Knowledge Congress’ webcast entitled: “Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013,” This event is scheduled for Friday, November 15, 2013 from 12:00pm – 2:00pm (ET).
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Compliance_Issues.html
About Haydn J. Richards, Jr.
Haydn J. Richards, Jr. is a Member at Dykema, where he is the Director of the Firm's Financial Institutions Group. Mr. Richards' practice is centered on advising members of the financial services industry on regulatory issues, both federal and state. He advises clients in state licensing matters pertaining to all areas of the financial services space, including with a focus on mortgage lenders, brokers, servicers and their employees. He also counsels financial services companies regarding CFPB preparedness and implementation strategies for the CFPB's new regulations.
Mr. Richards regularly counsels institutional investors, hedge funds, and similar entities in connection with their entry into the financial services space. In addition, he supports financial services companies with internal and external compliance surveys, facilitates interaction with regulatory agencies and assists with all aspects of state and federal audits, examinations and enforcement actions.
About Dykema
With more than a century of experience and nearly 400 attorneys and other professionals, Dykema has established itself as one of the top law firms for business in the United States. From its 13 strategically located offices in California, Illinois, Michigan, Minnesota, North Carolina, Texas and Washington, D.C., Dykema helps clients—from start-up enterprises to Fortune 100 companies—skillfully address their most complex and sophisticated issues. From transactional work to litigation, on matters of government policy, intellectual property, tax, real estate or a diverse array of business-related legal issues, Dykema professionals are guided by three operating principles: strive for outstanding results, provide extraordinary value and most importantly, deliver relentlessly excellent service to clients. The firm's roster of attorneys and professionals—many nationally recognized and Chambers-ranked leaders in their area of practice—is smart, sophisticated, broadly skilled and deeply knowledgeable. To learn more, visit www.dykema.com or follow Dykema on Twitter http://twitter.com/Dykema.
Event Synopsis:
One current hot button issue is the latest U.S. financial regulators' ability under the Dodd-Frank Act to designate large, nonbank financial companies – such as AIG - as "Systemically Important Financial Institutions" (SIFIs) and to subject them to significant additional regulation. In addition, at the same time as financial regulators have been assessing nonbank financial companies, the SEC and the CFTC have intensified their scrutiny of asset managers.
The Knowledge Group gathered a panel of key thought leaders and practitioners who will help you understand some of the most critical issues with respect to compliance issues for nonbanks in a two-hour live webcast.
The panel will discuss the following subjects:
• Critical Enforcement and Compliance Issues for Nonbanks and Asset Managers: An Overview
• Guidance and best practices
• Latest regulatory updates
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
For further details, please visit:
http://www.knowledgecongress.org/event_2013_Compliance_Issues.html
About Haydn J. Richards, Jr.
Haydn J. Richards, Jr. is a Member at Dykema, where he is the Director of the Firm's Financial Institutions Group. Mr. Richards' practice is centered on advising members of the financial services industry on regulatory issues, both federal and state. He advises clients in state licensing matters pertaining to all areas of the financial services space, including with a focus on mortgage lenders, brokers, servicers and their employees. He also counsels financial services companies regarding CFPB preparedness and implementation strategies for the CFPB's new regulations.
Mr. Richards regularly counsels institutional investors, hedge funds, and similar entities in connection with their entry into the financial services space. In addition, he supports financial services companies with internal and external compliance surveys, facilitates interaction with regulatory agencies and assists with all aspects of state and federal audits, examinations and enforcement actions.
About Dykema
With more than a century of experience and nearly 400 attorneys and other professionals, Dykema has established itself as one of the top law firms for business in the United States. From its 13 strategically located offices in California, Illinois, Michigan, Minnesota, North Carolina, Texas and Washington, D.C., Dykema helps clients—from start-up enterprises to Fortune 100 companies—skillfully address their most complex and sophisticated issues. From transactional work to litigation, on matters of government policy, intellectual property, tax, real estate or a diverse array of business-related legal issues, Dykema professionals are guided by three operating principles: strive for outstanding results, provide extraordinary value and most importantly, deliver relentlessly excellent service to clients. The firm's roster of attorneys and professionals—many nationally recognized and Chambers-ranked leaders in their area of practice—is smart, sophisticated, broadly skilled and deeply knowledgeable. To learn more, visit www.dykema.com or follow Dykema on Twitter http://twitter.com/Dykema.
Event Synopsis:
One current hot button issue is the latest U.S. financial regulators' ability under the Dodd-Frank Act to designate large, nonbank financial companies – such as AIG - as "Systemically Important Financial Institutions" (SIFIs) and to subject them to significant additional regulation. In addition, at the same time as financial regulators have been assessing nonbank financial companies, the SEC and the CFTC have intensified their scrutiny of asset managers.
The Knowledge Group gathered a panel of key thought leaders and practitioners who will help you understand some of the most critical issues with respect to compliance issues for nonbanks in a two-hour live webcast.
The panel will discuss the following subjects:
• Critical Enforcement and Compliance Issues for Nonbanks and Asset Managers: An Overview
• Guidance and best practices
• Latest regulatory updates
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
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