The Knowledge Congress Has Scheduled a Live Webcast on Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013
New York, NY, September 21, 2013 --(PR.com)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, announced today that it has scheduled a live webcast entitled Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013. This two-hour event is scheduled on November 15, 2013 at 12:00 PM - 2:00 PM ET.
Event Synopsis:
One current hot button issue is the latest U.S. financial regulators' ability under the Dodd-Frank Act to designate large, nonbank financial companies – such as AIG - as "Systemically Important Financial Institutions" (SIFIs) and to subject them to significant additional regulation. In addition, at the same time as financial regulators have been assessing nonbank financial companies, the SEC and the CFTC have intensified their scrutiny of asset managers.
The Knowledge Group gathered a panel of key thought leaders and practitioners who will help you understand some of the most critical issues with respect to compliance issues for nonbanks in a two-hour live webcast.
The panel will discuss the following subjects:
• Critical Enforcement and Compliance Issues for Nonbanks and Asset Managers: An Overview
• Guidance and best practices
• Latest regulatory updates
Speakers/Faculty Panel
Gibson, Dunn & Crutcher LLP
Arthur S. Long
Partner
Dykema
Haydn J. Richards, Jr.
Member
Davis Polk & Wardwell LLP
Gregory S. Rowland
Partner
For an updated list of the faculty panel, please visit:
http://www.knowledgecongress.org/event_2013_Compliance_Issues.html
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance.
Visit www.knowledgecongress.org for further information and inquiry.
Event Synopsis:
One current hot button issue is the latest U.S. financial regulators' ability under the Dodd-Frank Act to designate large, nonbank financial companies – such as AIG - as "Systemically Important Financial Institutions" (SIFIs) and to subject them to significant additional regulation. In addition, at the same time as financial regulators have been assessing nonbank financial companies, the SEC and the CFTC have intensified their scrutiny of asset managers.
The Knowledge Group gathered a panel of key thought leaders and practitioners who will help you understand some of the most critical issues with respect to compliance issues for nonbanks in a two-hour live webcast.
The panel will discuss the following subjects:
• Critical Enforcement and Compliance Issues for Nonbanks and Asset Managers: An Overview
• Guidance and best practices
• Latest regulatory updates
Speakers/Faculty Panel
Gibson, Dunn & Crutcher LLP
Arthur S. Long
Partner
Dykema
Haydn J. Richards, Jr.
Member
Davis Polk & Wardwell LLP
Gregory S. Rowland
Partner
For an updated list of the faculty panel, please visit:
http://www.knowledgecongress.org/event_2013_Compliance_Issues.html
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance.
Visit www.knowledgecongress.org for further information and inquiry.
Contact
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Thomas LaPointe, Jr., Executive Director
1.800.578.4370
www.knowledgecongress.org
Therese Lumbao, Director
Account Management & Member Services
tlumbao@knowledgecongress.org
Contact
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